Thomas Riddle
Thomas Riddle is a registered investment advisor at Valley National Advisers INC, based in Bethlehem, PA, with 41 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 1,391 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.55% |
| $10M+ | 0.40% |
Fees are negotiable. Cash is included in chargeable assets. Accounts held directly at American Funds or Nationwide Advisory Solutions are subject to an annual percentage not to exceed 1%.
Fee Estimator
Location
1655 Valley Center Parkway, Suite 100, Bethlehem, PA, 18017
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the president of multiple Valley National entities, providing management services, tax preparation, selling insurance, and managing real estate. He also manages several LLCs and provides services to corporations, dedicating about a quarter of his time to real estate development.
Employment History
Current Registrations
Valley National Advisers INC
Valley National Investments, INC.Broker
Previous Registrations
Mutual Benefit Financial Service CompanyBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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