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CFP
SL
CFP

Steven Lind

Cambridge Investment Research Advisors, INC.
40 Years of Experience
Kearney, NE
BrokerSells Insurance
View SEC Summary
View SEC Summary

Steven Lind is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Kearney, NE, with 40 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

29 Camelot Way, Kearney, NE, 68845

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven is the founder and an independent insurance agent for various independent insurance companies since 2017, dedicating a few hours per week. He is also an advisory representative of a RIA, CIRA, dedicating full-time hours to this activity.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
November 2017 - Present · 8 yrs 11 mos
Cambridge Investment Research, INC.Broker
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Securities America Advisors, INC.
May 2002 - November 2017 · 15 yrs 6 mos
Securities America, INC.Broker
March 2002 - November 2017 · 15 yrs 8 mos
Aragon Financial Services, INC.Broker
July 1997 - March 2002 · 4 yrs 8 mos
Commerce Brokerage Services, INC.Broker
February 1994 - June 1997 · 3 yrs 4 mos
Infinet Securities, INC.Broker
March 1991 - January 1994 · 2 yrs 10 mos
Mony Securities CORP.Broker
February 1990 - September 1990 · 7 mos
Fidelity Brokerage Services, INC.Broker
October 1989 - November 1989 · 1 mo
Anchor National Financial Services, INC.Broker
November 1988 - October 1989 · 11 mos
Isfa CorporationBroker
March 1986 - November 1988 · 2 yrs 8 mos
Edward D. Jones & CO., L.P.Broker
April 1985 - November 1985 · 7 mos
State Registrations35 states
AZCACODCFLGAHIIAIDILKSKYMDMEMIMNMOMTNCNENJNMNYOHOKORPASCTNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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