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Steven Chille

37 Years of Experience
Westport, CT
1 DisclosureBroker

Steven Chille is a registered investment advisor at UBS Financial Services INC., based in Westport, CT, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

8 Wright Street, Westport, CT, 06880-4701

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History

Regulatory History (1)
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Customer Dispute
May 2009
Denied
Employment History
Current Registrations
UBS Financial Services INC.
April 2009 - Present · 17 yrs 1 mo
UBS Financial Services INC.
April 2009 - Present · 17 yrs 1 mo
UBS Financial Services INC.Broker
April 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.
June 2000 - April 2009 · 8 yrs 10 mos
Citigroup Global Markets INC.Broker
December 1999 - April 2009 · 9 yrs 4 mos
Painewebber IncorporatedBroker
June 1994 - December 1999 · 5 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1989 - June 1994 · 5 yrs 2 mos
First Investors CorporationBroker
January 1985 - August 1985 · 7 mos
State Registrations19 states
CACOCTFLGAILMAMDMINCNJNYPARISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.