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Daniel Colich

Oakwood Capital, INC.
33 Years of Experience
Chanhassen, MN
1 DisclosureBroker
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Daniel Colich is a registered investment advisor at Oakwood Capital, INC., based in Chanhassen, MN, with 33 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 616 clients with $300M in assets under management.

Oakwood Capital, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
616 clients
Average Client Portfolio
$494K average
Assets Under Management
$304.2M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $100K2.00%
$100K - $250K1.90%
$250K - $500K1.80%
$500K - $1.0M1.60%
$1.0M - $2.0M1.40%
$2.0M - $3.0M1.20%
$3.0M - $5.0M1.00%
$5M+0.80%

Fees can be negotiable or assessed at a flat rate at the Advisor's discretion based on account size and prospective growth. Discretionary Oakwood portfolio management options feature separate lower tier rates ranging from 0.10% to 0.15%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Chanhassen, MN

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2003
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daniel is an Investment Advisor Representative of Oakwood Capital Inc. since 2009. He spends approximately 100 hours per month on this investment-related business.

Employment History
Current Registrations
Oakwood Capital, INC.
January 2014 - Present · 12 yrs 9 mos
Oakwood Capital Securities, INC.Broker
August 2008 - Present · 18 yrs 2 mos
Previous Registrations
Gardner Advisors INC.
January 2014 - December 2020 · 6 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2001 - August 2008 · 6 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1998 - August 2008 · 9 yrs 11 mos
American Express Financial Advisors INC.Broker
July 1991 - November 1991 · 4 mos
Ids Life Insurance CompanyBroker
July 1991 - November 1991 · 4 mos
Craig-Hallum, INC.Broker
June 1986 - March 1990 · 3 yrs 9 mos
Iri Securities CorporationBroker
February 1985 - June 1986 · 1 yr 4 mos
State Registrations6 states
AZCAKSMNPAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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