Forrest Miles is a registered investment advisor at LPL Financial LLC, based in Haymarket, VA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Haymarket, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Forrest operates Sterling Financial Management, LLC as a DBA for his LPL business. He also owns Miles Financial Solutions LLC for tax/investment purposes, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
PNC Investments
PNC InvestmentsBroker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Davenport & Company LLC
Davenport & Company LLCBroker
Davenport & CO. of Virginia, INC.Broker
Ferguson, Andrews & Associates, INC.Broker
Dominion Investment Banking, INC.Broker
Source Securities, INC.Broker
Legg Mason Wood Walker, IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.