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Gregory Richards

Kingswood Wealth Advisors, LLC
26 Years of Experience
Scottsdale, AZ
4 DisclosuresBroker
View SEC Summary
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Gregory Richards is a registered investment advisor at Kingswood Wealth Advisors, LLC, based in Scottsdale, AZ, with 26 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 5 more. Their firm serves 11,425 clients with $3.8B in assets under management.

Kingswood Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
123 advisors
Number of Clients
11,425 clients
Average Client Portfolio
$333K average
Assets Under Management
$3.8B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Fees range up to 2.5% annually and are fully negotiable. Different financial advisors may utilize different fee schedules. A platform fee of up to 0.30% may also apply.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

14362 N Frank Lloyd Wright Blvd, #1000, Scottsdale, AZ, 85260

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2026
Pending
Customer Dispute
October 2025
Pending
Customer Dispute
April 2025
Settled
Customer Dispute
July 2022
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Gregory is a member/owner of Liberty Wealth Management LLC for branding purposes, but dedicates no time to it. He also prospects for clients for The Estate Planning Team (about 10-20% of his time) and refers clients to AmeriEstate Legal Plan, Inc. (minimal time).

Employment History
Current Registrations
Kingswood Wealth Advisors, LLC
August 2023 - Present · 3 yrs 2 mos
Kingswood Capital Partners, LLCBroker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Dst Wealth Management LLC
February 2020 - July 2023 · 3 yrs 5 mos
Benchmark Investments, LLCBroker
February 2020 - July 2023 · 3 yrs 5 mos
Centaurus Financial, INC.
May 2011 - February 2020 · 8 yrs 9 mos
Centaurus Financial, INC.Broker
May 2011 - February 2020 · 8 yrs 9 mos
Questar Capital CorporationBroker
December 2006 - May 2011 · 4 yrs 5 mos
Questar Asset Management, INC.
August 2006 - May 2011 · 4 yrs 9 mos
Usallianz Securities, INC.
January 2005 - June 2006 · 1 yr 5 mos
Usallianz Securities, INC.Broker
October 2004 - December 2006 · 2 yrs 2 mos
First American National Securities, INC.Broker
August 1985 - October 1989 · 4 yrs 2 mos
State Registrations25 states
AZCACOCTFLINMDMIMNMTNCNJNMNVNYOHOKORSCTNTXUTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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