Stephen Powers
Stephen Powers is a registered investment advisor at Janney Montgomery Scott LLC, based in Garden City, NY, with 40 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
1001 Franklin Avenue, Suite 202, Garden City, NY, 11530
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2009Other Business Activities
Stephen is a trustee on the Board of Directors for the Gulf N Bay Condo Association since 2023. His duties involve voting on issues and general supervision, taking minimal time and is not investment-related.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.Broker
Painewebber IncorporatedBroker
Shearson Lehman Hutton INC.Broker
Mclaughlin, Piven, Vogel INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.