John Garvey is a registered investment advisor at UBS Financial Services INC., based in Conshocken, PA, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
101 West Elm Street, Suite 200, Conshocken, PA, 19428
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is a member of the Board of Directors for Community Volunteers in Medicine, a free medical clinic, since 2014, dedicating minimal time. He is also a member of the Board of Trustees at Villa Maria Academy High School since 2019, supporting the school's mission and fundraising efforts.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Meridian Securities, INC.Broker
Corestates Securities CORPBroker
First Jersey Securities, INC.Broker
State Registrations34 states
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