Gail Mackler-Carlino
Gail Mackler-Carlino is a registered investment advisor at Prospera Financial Services, INC., based in Northfield, NJ, with 40 years of industry experience. Their practice areas include Estate Planning, Retirement Planning. Their firm serves 19,103 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Prospera Financial Services offers investment management through various programs. The fees are based on a percentage of your portfolio's value and are negotiable, but the maximum annual fee is 2.15%. The specific fee and services are agreed upon in an advisory agreement. Fees are typically deducted from your account. Some programs may have additional fees, such as transaction costs or sub-account fees. Prospera also participates in revenue sharing with custodians and other third parties, which creates a conflict of interest.
Location
1202 Tilton Rd, Suite 2, Northfield, NJ, 08224
Get directionsHistory
Regulatory History (9)
Employment Separation After Allegations
June 2024Customer Dispute
August 2001Customer Dispute
July 2001Customer Dispute
March 2000Regulatory
August 1998Customer Dispute
May 1998Customer Dispute
April 1998Customer Dispute
April 1998Customer Dispute
October 1993Employment History
Current Registrations
Prospera Financial Services, INC.Broker
Prospera Financial Services, INC.
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.