James Alger is a registered investment advisor at Stephens, based in Little Rock, AR, with 40 years of industry experience. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 21,784 clients with $16B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Stephens Inc. offers several investment management programs with fees based on a percentage of assets managed. Fees are negotiable and vary from client to client. Fees for some programs are charged quarterly in arrears, while others are charged monthly in advance. Clients may also incur markups or markdowns on fixed income transactions. Some programs may also have performance-based fees.
Location
111 Center Street, Little Rock, AR, 72201-3507
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James owns Alger Molded Products, a non-investment related business started in 2018. He devotes minimal time to this activity during market trading hours.
Employment History
Current Registrations
Stephens
StephensBroker
Previous Registrations
Stephens
Simmons First Capital Management, INC.
Simmons First Investment Group, INC.
Simmons First Investment Group, INC.Broker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Thomson Mckinnon Securities INC.Broker
Dean Witter Reynolds INC.Broker
Delta Financial Investment CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.