RD
RD
Robert Dunlap is a registered investment advisor at Morgan Stanley, based in Manchester, NH, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1155 Elm Street, 6th Floor, Manchester, NH, 03101
Get directionsHistory
Regulatory History (7)
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Regulatory
May 1997Final
Customer Dispute
December 1995Settled
Customer Dispute
January 1995Settled
Customer Dispute
July 1992Settled
Customer Dispute
April 1989Award / Judgment
Customer Dispute
April 1989Award / Judgment
Customer Dispute
October 1988Settled
Other Business Activities
Robert is a partner at NH Real Estate Investment Corp. since 2015 and a board member at Massasecum Timber Corporation since 2019. These activities are passive and do not take up any of Robert's time.
Employment History
Current Registrations
Morgan StanleyBroker
December 2012 - Present · 13 yrs 5 mos
Morgan Stanley
December 2012 - Present · 13 yrs 5 mos
Previous Registrations
UBS Financial Services INC.Broker
November 2008 - December 2012 · 4 yrs 1 mo
UBS Financial Services INC.
November 2008 - December 2012 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2006 - November 2008 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2006 - November 2008 · 2 yrs 8 mos
Advest, INC.
March 2005 - March 2006 · 1 yr
Advest, INC.Broker
August 2004 - March 2006 · 1 yr 7 mos
Wachovia Securities, LLCBroker
August 2000 - September 2004 · 4 yrs 1 mo
First Albany CorporationBroker
April 1997 - August 2000 · 3 yrs 4 mos
Smith Barney INC.Broker
July 1993 - March 1997 · 3 yrs 8 mos
Lehman Brothers INC.Broker
May 1992 - July 1993 · 1 yr 2 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1988 - May 1992 · 4 yrs 4 mos
E. F. Hutton & Company INCBroker
February 1985 - February 1988 · 3 yrs
State Registrations38 states
AKARAZCACOCTDCFLGAHIIDILINKSLAMAMDMEMIMTNCNENHNJNMNVNYOHPARISCSDTNTXUTVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.