Darla Goodrich
Darla Goodrich is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Leawood, KS, with 34 years of industry experience. Darla operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
5251 W 116th Pl Ste 300, Leawood, KS, 66211
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Darla is a FINRA arbitrator and chairperson since 2009, dedicating minimal time to this role. She is also a 50% owner of Goodrich Alpaca Haven, primarily managed by her husband, and a distributor and affiliate for multi-level marketing companies Xyngular and LifeWave, respectively, spending minimal time on these activities.
Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Previous Registrations
First Asset Financial INC.Broker
Brokers International Financial Services, LLC
Brokers International Financial Services, LLC.Broker
Iron Street Securities INC.Broker
Oak Brook Securities CORP.Broker
Securities Service Network, INC.Broker
Lincoln Benefit Financial Services, INC.Broker
Securities America, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Isfa CorporationBroker
Ids Financial Services INC.Broker
Ids Marketing CorporationBroker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.