Alan Gottlob
Alan Gottlob is a registered investment advisor at Ethos Financial Group, LLC, based in Marlton, NJ, with 40 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning. Their firm serves 1,782 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ethos Financial Group's annual investment advisory fees are based on a percentage of the value of your portfolio, generally ranging from 0.25% to 2.0%. The specific fee schedule depends on the advisor you work with. A minimum of $100,000 is typically required to use this service, but Ethos may waive this requirement. Ethos does not have a minimum asset management fee.
Location
10 East Stow Road, Suite 200, Marlton, NJ, 08053
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
April 2009Customer Dispute
November 2006Other Business ActivitiesSells Insurance
Alan is a registered investment advisor with Shingle Oak Advisors, LLC, spending approximately 100 hours per month on this activity. Alan is also a licensed insurance agent and may recommend insurance products on a commission basis, spending a few hours per week on this activity.
Employment History
Current Registrations
Ethos Financial Group, LLC
Pine Valley Private Wealth
Previous Registrations
Tfs Securities, INC.Broker
Tfs Advisory Services
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Comprehensive Programs, INC.
Cpi CapitalBroker
Sloan Securities CORP.Broker
Sloan Securities CORP.Broker
Private Consulting Group, INC.
Shingle Oak Advisors, LLC
Pcg Investment Services, LLC
Private Consulting Group, INC.Broker
NFP Securities, INC.Broker
The Advisors Group, INC.Broker
American General Securities IncorporatedBroker
Mesirow Financial, INC.Broker
Mafg RIA Services, INC.Broker
Ffp Securities, INC.Broker
Capital Analysts, IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.