RS
RS
Richard Stallone
21 Years of Experience
Wilton, CT
1 Disclosure
Richard Stallone is a registered investment advisor at Ras Capital Services, INC., based in Wilton, CT, with 21 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 17 clients with $55M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
17 clients
Average Client Portfolio
$3.2M average
Assets Under Management
$55.0M
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 1.75% |
| $150K - $350K | 1.60% |
| $350K - $650K | 1.50% |
| $650K - $1.0M | 1.25% |
| $1M+ | 1.15% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Wilton, CT
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 2003Denied
Employment History
Current Registrations
Ras Capital Services, INC.
July 2009 - Present · 16 yrs 10 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
January 2009 - July 2009 · 6 mos
Raymond James Financial Services
March 2005 - January 2009 · 3 yrs 10 mos
UBS Financial Services INC.
May 2004 - February 2005 · 9 mos
State Registrations2 states
CTNY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.