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Douglas Wulbrecht

Raymond James & Associates, INC.
41 Years of Experience
Santa Rosa, CA
1 DisclosureBroker
View SEC Summary
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Douglas Wulbrecht is a registered investment advisor at Raymond James & Associates, INC., based in Santa Rosa, CA, with 41 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3558 Round Barn Blvd., Suite 201, Santa Rosa, CA, 95403

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Douglas owns two rental real estate properties, one in Santa Rosa, CA and another in the Seychelles, since 2019. He spends minimal time on these activities, primarily collecting rent.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
June 2018 - Present · 8 yrs 4 mos
Raymond James & Associates, INC.
June 2018 - Present · 8 yrs 4 mos
Raymond James & Associates, INC.
June 2018 - Present · 8 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2001 - June 2018 · 17 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 2000 - June 2018 · 18 yrs 1 mo
A. G. Edwards & Sons, INC.Broker
February 1988 - June 2000 · 12 yrs 4 mos
Birr, Wilson Securities, INC.Broker
April 1986 - March 1988 · 1 yr 11 mos
Birr, Wilson & CO., INC.Broker
May 1985 - April 1986 · 11 mos
State Registrations29 states
AKALARAZCACOFLGAHIIDILKYMDMEMIMTNHNJNMNVNYOHOKORSCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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