CA
CFP · ChFC
CA
CFP · ChFC

Christopher Arnold

12 Years of Experience
Santa Rosa, CA
Broker

Christopher Arnold is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Santa Rosa, CA, with 12 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1205 N Dutton Ave, Santa Rosa, CA, 95401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
June 2025 - Present · 1 yr 4 mos
LPL Financial LLCBroker
June 2025 - Present · 1 yr 4 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
April 2023 - January 2025 · 1 yr 9 mos
Advice and Planning Services
April 2023 - January 2025 · 1 yr 9 mos
Lincoln Financial Advisors CorporationBroker
June 2022 - January 2023 · 7 mos
Lincoln Financial Advisors Corporation
June 2022 - January 2023 · 7 mos
Allstate Financial Services, LLCBroker
July 2019 - August 2020 · 1 yr 1 mo
On Investment Management CO
May 2008 - December 2009 · 1 yr 7 mos
The O.N. Equity Sales CompanyBroker
May 2008 - December 2009 · 1 yr 7 mos
Farmers Financial Solutions, LLCBroker
December 2005 - June 2006 · 6 mos
Cue
January 2004 - July 2004 · 6 mos
CueBroker
January 2004 - July 2004 · 6 mos
Cal Fed InvestmentsBroker
November 2001 - November 2002 · 1 yr
Morgan Stanley Dw INC.Broker
April 1999 - October 2001 · 2 yrs 6 mos
Ba Investment Services, INC.Broker
March 1997 - March 1999 · 2 yrs
State Registrations13 states
AZCACOGAIDKSMNNHNVOHORTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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