Stephen Moss
Stephen Moss is a registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in Chantilly, VA, with 23 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 30,369 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners does not set a firm-wide investment management fee schedule. Instead, your advisor will determine an advisory fee based on the complexity of your portfolio, the services provided, and the platform used.
- The maximum annual advisory fee cannot exceed 3% of your portfolio.
- Depending on the account type (such as Pershing UPlan or third-party custodian accounts), there may be additional administration or program fees ranging from 0.05% to 0.19% per year, or flat monthly fees (such as $8 per month for certain custodian accounts).
- Your advisor will discuss and agree upon the specific fee structure with you before managing your investments.
Location
4211 Pleasant Valley Road, Suite 260, Chantilly, VA, 20151
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is a co-owner of HFH LLC, involved in real estate sales, rentals, and property management since 2007, and owner of Aging Life Care Planning and Aging Consultants Group. He is also an agent selling non-variable insurance since 2014.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited PartnerBroker
Pegasus Financial Group LLC
Previous Registrations
Triad Advisors, INC.
Triad Advisors, INC.Broker
Capital Planning & Investments
Jefferson Pilot Securities CorporationBroker
The Strategic Financial Alliance
The Strategic Financial Alliance, INC.Broker
Ifg Advisory Services INC
Ifg Network Securities, INC.Broker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
La Salle St. Securities, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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