Charlie Kirven
Charlie Kirven is a registered investment advisor at Secure Asset Management, L.L.C., based in Houston, TX, with 41 years of industry experience. Charlie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 2,877 clients with $870M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2% of assets under management. Fees are negotiable.
Fee Estimator
Location
3220 San Jacinto, Houston, TX, 77004
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charlie is an Investment Adviser Rep with Secure Asset Management and a Registered Representative with Aurora Securities, dedicating about half his time to each role. He also owns Money & Investment Concepts, a DBA and insurance business selling fixed annuities, life/health, and long-term care insurance, spending about a quarter of his time on this.
Employment History
Current Registrations
Secure Asset Management, L.L.C.
Aurora Securities
Aurora SecuritiesBroker
Previous Registrations
Next Financial Group, INC.Broker
Next Financial Group, INC.
Workman Securities CorporationBroker
Money & Investment Concepts
Great American Advisors, INC.Broker
Titan/value Equities Group, INC.Broker
Money Concepts Capital CORPBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Lauren Smith, CFPConcurrent Investment Advisors, LLC
- Thomas Hunt, CFAEagle Global Advisors LLC
- Bernardo Fernandez, CFAGfs Advisors LLC
- Paraskevi Porsch, CFPCetera Investment Advisers LLC
- Matthew Nerz, CFA
- John Hinrichs, CFPCeltic Capital Corporation