Keith Seibert
Keith Seibert is a registered investment advisor at UBS Financial Services INC., based in Walnut Creek, CA, with 41 years of industry experience. Keith is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
1255 Treat Blvd, Suite 1000, Walnut Creek, CA, 94597
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2011Customer Dispute
October 2003Customer Dispute
June 2002Customer Dispute
August 2001Other Business Activities
Keith is involved with TwiningVine LLC, where he grows grapes, produces wine, and performs vineyard maintenance. This activity is related to the wine industry.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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