AH
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Arthur Hornak
35 Years of Experience
Shrewsbury, NJ
1 DisclosureBroker
Arthur Hornak is a registered investment advisor at Cetera Investment Advisers LLC, based in Shrewsbury, NJ, with 35 years of industry experience. Arthur operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
500 Broad Street, Shrewsbury, NJ, 07702
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2008Denied
Other Business Activities
Arthur operates under the DBA Prosperis Financial Solutions for his LPL business since 2018. This activity is investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2018 - Present · 8 yrs 3 mos
Cetera Investment Services LLCBroker
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
LPL Financial LLCBroker
February 2018 - March 2018 · 1 mo
LPL Financial LLC
February 2018 - March 2018 · 1 mo
Invest Financial Corporation
October 2012 - February 2018 · 5 yrs 4 mos
Invest Financial CorporationBroker
August 2003 - February 2018 · 14 yrs 6 mos
Futureshare Financial LLCBroker
December 2001 - August 2003 · 1 yr 8 mos
Conseco Securities, INC.Broker
July 1998 - December 2001 · 3 yrs 5 mos
Fiserv Investor Services, INC.Broker
July 1998 - August 1998 · 1 mo
Mds Securities IncorporatedBroker
April 1995 - November 1997 · 2 yrs 7 mos
Uslife Equity Sales CORP.Broker
July 1994 - April 1995 · 9 mos
Mds Securities IncorporatedBroker
June 1994 - July 1994 · 1 mo
Uslife Equity Sales CORP.Broker
January 1992 - June 1994 · 2 yrs 5 mos
Cadaret, Grant & CO., INC.Broker
April 1991 - December 1991 · 8 mos
Financial Network Investment CorporationBroker
May 1989 - June 1989 · 1 mo
Pennsylvania Securities CompanyBroker
March 1989 - May 1989 · 2 mos
Thomson Mckinnon Securities INC.Broker
January 1988 - February 1989 · 1 yr 1 mo
State Registrations14 states
CACODEFLIAKSNCNJNVNYPASCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.