SA
SA
Steven Arrigo
41 Years of Experience
Newport Beach, CA
1 DisclosureBroker
Steven Arrigo is a registered investment advisor at D.A. Davidson & CO., based in Newport Beach, CA, with 41 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
680 Newport Center Drive, Suite 230, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2000Withdrawn
Employment History
Current Registrations
D.A. Davidson & CO.Broker
November 2013 - Present · 12 yrs 6 mos
D.A. Davidson & CO.
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Crowell Weedon & CO.
November 2013 - November 2013 · 0 mos
Crowell Weedon & CO.Broker
November 2013 - November 2013 · 0 mos
Crowell, Weedon & CO.
September 2008 - November 2013 · 5 yrs 2 mos
Crowell, Weedon & CO.Broker
September 2008 - November 2013 · 5 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - September 2008 · 1 yr 5 mos
Morgan Stanley & CO. Incorporated
April 2007 - September 2008 · 1 yr 5 mos
Morgan Stanley Dw INC.Broker
March 2007 - April 2007 · 1 mo
Morgan Stanley
March 2007 - April 2007 · 1 mo
UBS Financial Services INC.
July 1997 - March 2007 · 9 yrs 8 mos
UBS Financial Services INC.Broker
November 1994 - March 2007 · 12 yrs 4 mos
Smith Barney INC.Broker
July 1993 - October 1994 · 1 yr 3 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
February 1985 - April 1988 · 3 yrs 2 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.