Richard Barrett
Richard Barrett is a registered investment advisor at Wells Fargo Advisors, based in Hinsdale, IL, with 56 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
111 S Lincoln St, 200, Hinsdale, IL, 60521
Get directionsHistory
Regulatory History (3)
Customer Dispute
September 2013Customer Dispute
January 2010Customer Dispute
January 1999Other Business Activities
Richard is on the board/finance committee for the Hinsdale Hospital Foundation, dedicating minimal time. He also has a 12.5% ownership in Goodfellows Group Partnership, a local philanthropy, and spends minimal time on this activity.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Kemper Securities Group, INC.Broker
Blunt Ellis & Loewi IncorporatedBroker
Loewi & CO., IncorporatedBroker
Dupont Glore ForganBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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