RB
RB

Richard Barrett

55 Years of Experience
Hinsdale, IL
3 DisclosuresBroker

Richard Barrett is a registered investment advisor at Wells Fargo Advisors, based in Hinsdale, IL, with 55 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

111 S Lincoln St, 200, Hinsdale, IL, 60521

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2013
Denied
Customer Dispute
January 2010
Denied
Customer Dispute
January 1999
Denied
Other Business Activities

Richard is on the board/finance committee for the Hinsdale Hospital Foundation, dedicating minimal time. He also has a 12.5% ownership in Goodfellows Group Partnership, a local philanthropy, and spends minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
December 2023 - Present · 2 yrs 7 mos
Wells Fargo Advisors
December 2023 - Present · 2 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 1991 - December 2023 · 32 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
October 1991 - December 2023 · 32 yrs 2 mos
Kemper Securities Group, INC.Broker
September 1990 - October 1991 · 1 yr 1 mo
Blunt Ellis & Loewi IncorporatedBroker
April 1978 - September 1990 · 12 yrs 5 mos
Loewi & CO., IncorporatedBroker
May 1973 - April 1978 · 4 yrs 11 mos
Dupont Glore ForganBroker
July 1970 - July 1973 · 3 yrs
State Registrations27 states
AZCACODCDEFLGAILINKSKYMIMNMONCNVNYOHORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Barrett - Financial Advisor | TrueAdvisor