Jay Ferguson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Hinsdale, IL, with 29 years of industry experience. Jay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
32 E. 1st Street, Suite 200, Hinsdale, IL, 60521
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2009Other Business Activities
Jay is involved with FHFP, LLC and JV Investor LLC, both business entities for tax/investment purposes, dedicating minimal time to each. He also uses Ferguson Hill Wealth Management as a DBA for his LPL business, spending minimal time on it as well.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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