RH
RH
Rick Horton
41 Years of Experience
Scottsdale, AZ
1 Disclosure
Rick Horton is a registered investment advisor at HUB Investment Partners, LLC, based in Scottsdale, AZ, with 41 years of industry experience. Rick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,127 clients with $12B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
117 advisors
Number of Clients
6,127 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$11.9B
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $1.0M | 1.25% |
| $1.0M - $3.0M | 1.00% |
| $3.0M - $7.0M | 0.75% |
| $7.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees for accounts over $10,000,000 are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
8777 N. Gainey Center Dr. #201, Scottsdale, AZ, 85258
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2000Denied
Employment History
Current Registrations
HUB Investment Partners, LLC
August 2025 - Present · 1 yr 2 mos
Global Retirement Partners LLC
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
Wealthplan Advisors, LLC
December 2021 - February 2023 · 1 yr 2 mos
Purshe Kaplan Sterling InvestmentsBroker
October 2011 - September 2018 · 6 yrs 11 mos
Raymond James Financial Services Advisors, INC
March 2011 - October 2011 · 7 mos
Wealthplan Advisors, LLC
January 2011 - November 2021 · 10 yrs 10 mos
Raymond James Financial Services, INC.Broker
July 2000 - October 2011 · 11 yrs 3 mos
Salomon Smith Barney INC.Broker
May 1995 - July 2000 · 5 yrs 2 mos
Painewebber IncorporatedBroker
April 1990 - June 1995 · 5 yrs 2 mos
Dean Witter Reynolds INC.Broker
April 1985 - May 1990 · 5 yrs 1 mo
State Registrations3 states
AZTXUT
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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