MP
MP

Melissa Pleasants

33 Years of Experience
St. Louis, MO
Broker

Melissa Pleasants is a registered investment advisor at RBC Capital Markets, LLC, based in St. Louis, MO, with 33 years of industry experience. Melissa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

One North Brentwood, Suite 900, St. Louis, MO, 63105-3926

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
January 2019 - Present · 7 yrs 6 mos
RBC Capital Markets, LLCBroker
January 2019 - Present · 7 yrs 6 mos
RBC Capital Markets, LLC
January 2019 - Present · 7 yrs 6 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - February 2018 · 11 mos
MML Investors Services, LLC
March 2017 - February 2018 · 11 mos
Msi Financial Services, INC.Broker
August 2016 - March 2017 · 7 mos
Msi Financial Services, INC.
August 2016 - March 2017 · 7 mos
UBS Financial Services INC.
November 2007 - September 2014 · 6 yrs 10 mos
UBS Financial Services INC.Broker
September 2001 - September 2014 · 13 yrs
UBS Painewebber INC.Broker
April 1994 - March 2001 · 6 yrs 11 mos
Prudential Securities IncorporatedBroker
March 1990 - March 1994 · 4 yrs
Westport Financial Group, INC.Broker
June 1989 - January 1990 · 7 mos
Metlife Securities INC.Broker
January 1989 - February 1989 · 1 mo
Metropolitan Life Insurance CompanyBroker
January 1989 - February 1989 · 1 mo
State Registrations30 states
AZCACOCTDCFLGAILKSKYLAMAMDMIMNMONCNJNMNVNYOHPAPRSCTXVAWAWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.