WC
WC
Wallace Cook
39 Years of Experience
Mt Pleasant, SC
2 DisclosuresBrokerSells Insurance
Wallace Cook is a registered investment advisor at Cetera Investment Advisers LLC, based in Mt Pleasant, SC, with 39 years of industry experience. Wallace operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
260 West Coleman Blvd, St C, Mt Pleasant, SC, 29464
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2001Settled
Customer Dispute
Settled
Other Business ActivitiesSells Insurance
Wallace works as an agent/broker for Shoemaker Financial, selling fixed insurance products since 2019. This investment-related activity takes a few hours per week.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
May 2018 - August 2023 · 5 yrs 3 mos
Securian Financial Services, INC.
April 2016 - April 2018 · 2 yrs
Securian Financial Services, INC.Broker
September 2015 - August 2023 · 7 yrs 11 mos
New England SecuritiesBroker
May 2014 - January 2015 · 8 mos
Metlife Securities INC.Broker
May 2014 - August 2015 · 1 yr 3 mos
Metlife Securities INC.
May 2014 - August 2015 · 1 yr 3 mos
New England Securities Corporation
January 2006 - May 2014 · 8 yrs 4 mos
New England SecuritiesBroker
May 2000 - May 2014 · 14 yrs
Pruco Securities CorporationBroker
November 1986 - May 2000 · 13 yrs 6 mos
State Registrations4 states
CONCSCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.