James Kelley is a CFP-designated registered investment advisor at Capital Planning, LLC, based in Palm Coast, FL, with 33 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 296 clients with $620M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.08% |
| $1.0M - $5.0M | 0.93% |
| $5M+ | 0.64% |
Schedule reflects Investment Management Services using proprietary models. Third-party model fees are slightly lower (1.00% down to 0.575%). Wealth management services including planning have separate higher schedules (1.33% down to 0.65%). Fees may be negotiable for larger relationships or related accounts.
Fee Estimator
Location
Palm Coast, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Planning, LLC
Previous Registrations
Financial Network Investment Corporation
Capital Planning CORP
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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