Steven Felton
Steven Felton is a registered investment advisor at Ameriprise Financial Services, LLC, based in Rocky Mount, NC, with 40 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
108 Zebulon Ct, Rocky Mount, NC, 27804
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2020Customer Dispute
July 2010Customer Dispute
February 2007Other Business Activities
Steven owns commercial real estate and is involved in consulting through SDF, Inc. and Felton Consulting, Inc., taking about a quarter of his time. He also serves on the board of directors for Ambassador and as a board member for Felton, and is involved in charitable activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
Ids Life Insurance CompanyBroker
Ids Financial Services INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.