Wolfgang Hein
Wolfgang Hein is a registered investment advisor at LPL Financial LLC, based in Bensalem, PA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3250 Tillman Drive, Bensalem, PA, 19053
Get directionsHistory
Regulatory History (3)
Customer Dispute
July 2009Customer Dispute
March 2008Customer Dispute
June 2006Other Business Activities
Wolfgang operates his LPL business under two DBAs: Trumark Financial Investor Services since 2017 and TruMark Financial Wealth Advisors since 2021. He dedicates full-time hours to these investment-related activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Santander Securities
Santander Securities LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Ftb Advisors, INC.
First Tennessee Brokerage, INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
PNC InvestmentsBroker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Janney Montgomery Scott LLCBroker
M.S. Farrell & Company, INC.Broker
D. H. Blair & CO., INC.Broker
Shearson Lehman Brothers INC.Broker
Bryan, Worley & CO., INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.