Michael Tate
Michael Tate is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in San Ramon, CA, with 38 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
12647 Alcosta Blvd, Suite 370, San Ramon, CA, 94583
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Regulatory History (1)
Customer Dispute
June 1998Other Business Activities
Michael is an officer at Bay Area Wealth Management LLC, providing financial planning and wealth management services. This takes about a quarter of his time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Metlife Securities INC.Broker
Metlife Securities INC.
New England Securities Corporation
New England SecuritiesBroker
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
Baraban Securities, INC.Broker
M.A. Gillespie Investment CORP.Broker
M.S. Equities, INC.Broker
Eic Capital CorporationBroker
Security First Financial, INC.Broker
E.F. Daly Financial GroupBroker
Brad Peery INC.Broker
Cigna Securities, INC.Broker
Americana Capital IncorporatedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.