John Parsons
John Parsons is a CFP-designated registered investment advisor at LPL Financial LLC, based in Half Moon Bay, CA, with 22 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
721 Purissima Street Suite C, Half Moon Bay, CA, 94019
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is involved in several business activities, including tax preparation/accounting, non-variable insurance, real estate rental, and acting as a DBA for LPL business. These activities take up a significant amount of John's time, including about half his time dedicated to the LPL business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Cwm, LLC
LPL Financial LLC
LPL Financial LLCBroker
Parsons Financial Advisors, INC.
Foothill Securities, INC.
Foothill Securities, INC.Broker
Parsons Financial Advisors
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Michael Kimsey, CFP, ChFCOsaic Wealth, INC.
- Amanda Lo, CFPJ.P. Morgan Securities LLC
- Christopher Devcich, CFPEdward Jones
- Randall Ponder, CFPAllworth Financial, L.P.
- Michael Tate, CFPCetera Investment Advisers LLC