Joshua Mauer is a registered investment advisor, based in Baltimore, MD, with 34 years of industry experience.
Location
100 International Drive, 23rd Floor, Baltimore, MD, 21202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joshua acts as Power of Attorney for his mother, dealing with caregiver agencies and financial matters, and is an owner of SMH Capital Group. He is also an agent for Steward Partners Global Advisory selling insurance products and an advisor for Steward Partners Investment Advisory LLC, but dedicates minimal time to each of these activities.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLC
Steward Partners Investment Solutions, LLCBroker
Steward Partners Investment Advisory, LLC
Previous Registrations
Raymond James Financial Services, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Legg Mason Wood Walker INC
Legg Mason Wood Walker, IncorporatedBroker
Guardian Investor Services CorporationBroker
Development Corporation for IsraelBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.