Jack Graves is a registered investment advisor at Morgan Stanley, based in Tulsa, OK, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
2200 South Utica Place, Suite 500, Tulsa, OK, 74114
Get directionsHistory
Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2017Final
Customer Dispute
October 1993Settled
Customer Dispute
March 1993Settled
Customer Dispute
March 1993Settled
Customer Dispute
October 1992Settled
Customer Dispute
August 1992Settled
Customer Dispute
September 1991Settled
Customer Dispute
August 1991Settled
Customer Dispute
June 1990Settled
Customer Dispute
January 1990Settled
Customer Dispute
Settled
Other Business Activities
Jack is a co-owner of Magpies Newsstand, a retail and online store, since June 2020. He spends minimal time on this investment-related activity.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2006 - April 2007 · 1 yr 1 mo
Morgan Stanley
March 2006 - April 2007 · 1 yr 1 mo
Wachovia Securities, LLCBroker
July 2003 - March 2006 · 2 yrs 8 mos
Wachovia Securities, LLC
July 2003 - March 2006 · 2 yrs 8 mos
Prudential Securities Incorporated
February 2001 - July 2003 · 2 yrs 5 mos
Prudential Securities IncorporatedBroker
February 2001 - July 2003 · 2 yrs 5 mos
First Union Securities, INC.Broker
November 1996 - January 2001 · 4 yrs 2 mos
Capital West Securities, INC.Broker
June 1995 - December 1996 · 1 yr 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 1994 - June 1995 · 7 mos
Painewebber IncorporatedBroker
March 1991 - October 1994 · 3 yrs 7 mos
Lehman Brothers INC.Broker
September 1988 - April 1991 · 2 yrs 7 mos
Prudential-Bache Securities INC.Broker
March 1985 - September 1988 · 3 yrs 6 mos
State Registrations36 states
ARAZCACODEFLGAIAILINKSKYLAMDMIMNMOMTNCNENMNVNYOHOKORPASCTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.