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Jack Graves

Morgan Stanley
41 Years of Experience
Tulsa, OK
11 DisclosuresBroker
View SEC Summary
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Jack Graves is a registered investment advisor at Morgan Stanley, based in Tulsa, OK, with 41 years of industry experience. Jack is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

2200 South Utica Place, Suite 500, Tulsa, OK, 74114

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History

Regulatory History (11)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 2017
Final
Customer Dispute
October 1993
Settled
Customer Dispute
March 1993
Settled
Customer Dispute
March 1993
Settled
Customer Dispute
October 1992
Settled
Customer Dispute
August 1992
Settled
Customer Dispute
September 1991
Settled
Customer Dispute
August 1991
Settled
Customer Dispute
June 1990
Settled
Customer Dispute
January 1990
Settled
Customer Dispute
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jack is a co-owner of Magpies Newsstand, a retail and online store, since June 2020. He spends minimal time on this investment-related activity.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
March 2006 - April 2007 · 1 yr 1 mo
Morgan Stanley
March 2006 - April 2007 · 1 yr 1 mo
Wachovia Securities, LLCBroker
July 2003 - March 2006 · 2 yrs 8 mos
Wachovia Securities, LLC
July 2003 - March 2006 · 2 yrs 8 mos
Prudential Securities Incorporated
February 2001 - July 2003 · 2 yrs 5 mos
Prudential Securities IncorporatedBroker
February 2001 - July 2003 · 2 yrs 5 mos
First Union Securities, INC.Broker
November 1996 - January 2001 · 4 yrs 2 mos
Capital West Securities, INC.Broker
June 1995 - December 1996 · 1 yr 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 1994 - June 1995 · 7 mos
Painewebber IncorporatedBroker
March 1991 - October 1994 · 3 yrs 7 mos
Lehman Brothers INC.Broker
September 1988 - April 1991 · 2 yrs 7 mos
Prudential-Bache Securities INC.Broker
March 1985 - September 1988 · 3 yrs 6 mos
State Registrations36 states
ARAZCACODEFLGAIAILINKSKYLAMDMIMNMOMTNCNENMNVNYOHOKORPASCTNTXUTVAVirgin IslandsWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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