James Issel
James Issel is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Crystal Lake, IL, with 40 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
820 E Terra Cotta Ave Ste 114, Crystal Lake, IL, 60014
Get directionsHistory
Regulatory History (3)
Regulatory
March 2013Regulatory
January 2013Employment Separation After Allegations
November 2011Other Business ActivitiesSells Insurance
James is an employee of Exemplar Accounting and Tax, Inc., doing cross referrals. He is also an insurance agent for various companies, offering fixed life, health, annuities, and LTC, and a successor trustee for his father's trust account, managing a small investment account. James also serves as an executor and an election judge.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Cetera Advisor Networks LLC
Mack Investment Securities, INC.
Mack Investment Securities, INC.Broker
Mack Investment Securities, INC.
Sterling Portfolio Allocation Service INC
Heritage Capital Management INC
Waterstone Financial Group, INC.Broker
Terra Securities CorporationBroker
Dreher & Associates, INC.Broker
American Express Financial Advisors INC.Broker
Ids Financial Services INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.