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Charles Long
25 Years of Experience
Brentwood, MO
1 DisclosureBroker
Charles Long is a registered investment advisor at Cetera Investment Advisers LLC, based in Brentwood, MO, with 25 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Brentwood, MO
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Regulatory History (1)
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Financial
July 2017Final
Other Business Activities
Charles is a lead guitar player and background vocalist in a blues band called Arnecia Wallace and the Charlies, and also provides guitar lessons. Both activities are not investment-related and take a few hours per week each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
January 2006 - Present · 20 yrs 4 mos
Cetera Wealth Services, LLC
January 2006 - Present · 20 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLC
January 2006 - June 2023 · 17 yrs 5 mos
Citicorp Investment ServicesBroker
September 2003 - November 2005 · 2 yrs 2 mos
Citicorp Investment Services
September 2003 - November 2005 · 2 yrs 2 mos
Uvest Financial Services Group, INC.Broker
January 2003 - September 2003 · 8 mos
Financial Network Investment Corporation
June 2002 - January 2003 · 7 mos
Financial Network Investment CorporationBroker
December 2001 - January 2003 · 1 yr 1 mo
Edward D. Jones & CO., L.P.Broker
January 1994 - February 1995 · 1 yr 1 mo
State Registrations7 states
FLGAILMOPASCWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.