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Kevin O'keefe

Ameriprise Financial Services, LLC
37 Years of Experience
Seattle, WA
1 DisclosureBroker
View SEC Summary
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Kevin O'keefe is a registered investment advisor at Ameriprise Financial Services, LLC, based in Seattle, WA, with 37 years of industry experience. Kevin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

520 Pike St, Ste 2725, Seattle, WA, 98101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2013
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2018 - Present · 8 yrs 3 mos
Ameriprise Financial Services, LLC
July 2018 - Present · 8 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 2018 - Present · 8 yrs 3 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - August 2018 · 9 yrs 2 mos
Morgan Stanley
June 2009 - August 2018 · 9 yrs 2 mos
Citigroup Global Markets INC.Broker
March 2008 - June 2009 · 1 yr 3 mos
Citigroup Global Markets INC.
February 2008 - June 2009 · 1 yr 4 mos
Pacific Portfolio Consulting, LLC
March 2006 - February 2008 · 1 yr 11 mos
Pacific Portfolio Consulting LP
February 2003 - December 2006 · 3 yrs 10 mos
Morgan Stanley
August 2000 - January 2003 · 2 yrs 5 mos
Morgan Stanley Dw INC.Broker
February 2000 - January 2003 · 2 yrs 11 mos
Painewebber IncorporatedBroker
February 1995 - February 2000 · 5 yrs
Piper Jaffray INC.Broker
May 1993 - February 1995 · 1 yr 9 mos
Everen Securities, INC.Broker
September 1990 - May 1993 · 2 yrs 8 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
April 1990 - September 1990 · 5 mos
Oppenheimer & CO., INC.Broker
May 1989 - April 1990 · 11 mos
Drexel Burnham Lambert IncorporatedBroker
November 1988 - May 1989 · 6 mos
State Registrations29 states
AKALAZCACOFLHIIDKSKYLAMAMDMNMOMTNMNVNYOKORPATNTXUTVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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