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William Blanchard

UBS Financial Services INC.
19 Years of Experience
Chicago, IL
1 DisclosureBroker
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William Blanchard is a registered investment advisor at UBS Financial Services INC., based in Chicago, IL, with 19 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

One North Wacker Drive, Ste 3300, Chicago, IL, 60606

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History

Regulatory History (1)
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Judgment / Lien
April 2022
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Other Business Activities

William is involved in various outside business activities, primarily related to real estate management through several LLCs. He also participates in advisory roles for organizations like the ACLU of Illinois, Extraordinary Women Leading Change, and the Evanston Community Foundation.

Employment History
Current Registrations
UBS Financial Services INC.
April 2016 - Present · 10 yrs 6 mos
UBS Financial Services INC.
April 2016 - Present · 10 yrs 6 mos
UBS Financial Services INC.Broker
April 2016 - Present · 10 yrs 6 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
May 2013 - May 2016 · 3 yrs
Credit Suisse Securities (USA) LLCBroker
August 2012 - May 2016 · 3 yrs 9 mos
Bessemer Investor Services, INC.Broker
January 2009 - August 2012 · 3 yrs 7 mos
William Blair & Company L.L.C.Broker
November 2000 - May 2001 · 6 mos
Lehman Brothers INC.Broker
October 1999 - November 2000 · 1 yr 1 mo
State Registrations31 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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