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Douglas Davis
38 Years of Experience
Bozeman, MT
2 DisclosuresBroker
Douglas Davis is a registered investment advisor at Wells Fargo Advisors, based in Bozeman, MT, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
105 East Oak, Unit 1A, Bozeman, MT, 59715
Get directionsHistory
Regulatory History (2)
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Customer Dispute
December 2025Denied
Customer Dispute
August 2008Settled
Other Business Activities
Douglas owns 100% of Davis Investment Strategies, LLC since 2020. He spends about a quarter of his time on this, with 30 hours during trading hours, related to Finet Practice.
Employment History
Current Registrations
Wells Fargo Advisors
November 2010 - Present · 15 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2010 - Present · 15 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
June 2007 - November 2010 · 3 yrs 5 mos
UBS Financial Services INC.Broker
March 2007 - November 2010 · 3 yrs 8 mos
Citigroup Global Markets INC.
May 2003 - March 2007 · 3 yrs 10 mos
Citigroup Global Markets INC.Broker
April 1999 - March 2007 · 7 yrs 11 mos
Dain Rauscher IncorporatedBroker
March 1998 - April 1999 · 1 yr 1 mo
Dain Rauscher IncorporatedBroker
September 1995 - March 1998 · 2 yrs 6 mos
American Express Financial Advisors INC.Broker
August 1990 - April 1993 · 2 yrs 8 mos
Ids Life Insurance CompanyBroker
August 1990 - April 1993 · 2 yrs 8 mos
Morgan Keegan & Company, INC.Broker
May 1985 - August 1990 · 5 yrs 3 mos
State Registrations17 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.