Brendan O'connor
Brendan O'connor is a CFP-designated registered investment advisor at Osaic Wealth, INC., based in Estero, FL, with 40 years of industry experience. Brendan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
Estero, FL
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2019Customer Dispute
September 2003Customer Dispute
December 2001Other Business ActivitiesSells Insurance
Brendan is an insurance agent offering accident and health insurance, long-term care insurance, disability, fixed annuities, fixed indexed annuities, and traditional fixed life insurance, spending about 10-20% of his time on this. Brendan also owns rental real estate property, dedicating minimal time to it.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
The Lincoln National Life Insurance CompanyBroker
Osaic Fa, INC.
Osaic Fa, INC.Broker
Cigna Financial Advisors,inc.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.