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KW
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Kerry Wills

First Western Securities, INC.
41 Years of Experience
Manhattan Beach, CA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Kerry Wills is a registered investment advisor at First Western Securities, INC., based in Manhattan Beach, CA, with 41 years of industry experience. Kerry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 32 clients with $49M in assets under management.

First Western Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
6 advisors
Number of Clients
32 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$48.6M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

The fee schedule generally ranges from 1% to 3% of assets under management, not to exceed 3%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1601 Sepulveda, Ste 602, Manhattan Beach, CA, 90266

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2020
Final
Criminal
June 2003
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
First Western Securities, INC.
October 2020 - Present · 6 yrs
First Western Securities, INC.
November 2009 - Present · 16 yrs 11 mos
First Western Securities, INC.Broker
November 2009 - Present · 16 yrs 11 mos
Previous Registrations
First Western Securities, INC.
March 2012 - April 2020 · 8 yrs 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - December 2009 · 6 mos
Morgan Stanley Smith BarneyBroker
June 2009 - December 2009 · 6 mos
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1992 - June 2009 · 16 yrs 11 mos
Dean Witter Reynolds INC.Broker
April 1985 - July 1992 · 7 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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