First Western Securities offers portfolio management services using tactical asset allocation strategies aimed at reducing risk and increasing performance. First Western Securities customizes portfolios based on each client's financial status, investment objectives, and risk tolerance, accommodating specific investment restrictions upon request. In addition to investment management, First Western Securities operates as a registered broker-dealer and offers insurance products, allowing its representatives to earn commissions on securities trades and insurance sales. First Western Securities also utilizes third-party money managers through solicitor arrangements when appropriate.
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
The fee schedule generally ranges from 1% to 3% of assets under management, not to exceed 3%.