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Steven Lebaron

Independent Financial Group, LLC
35 Years of Experience
Murrieta, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Steven Lebaron is a registered investment advisor at Independent Financial Group, LLC, based in Murrieta, CA, with 35 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 26,635 clients with $13B in assets under management.

Independent Financial Group, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
541 advisors
Number of Clients
26,635 clients
Average Client Portfolio
$485K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5M+2.00%

Maximum advisor fee is shown; program fees (0.04% to 0.16%) and transaction charges may apply depending on the selected program. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

41870 Kalmia Street, Ste. 155, Murrieta, CA, 92562

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Steven is the 100% owner of LeBaron Financial Group, Inc., a DBA used for marketing securities, advisory, and insurance services, taking nearly full-time. He is also a director at Temecula Financial Services, Inc., offering accounting and insurance services, dedicating minimal time, and an independent contractor for Anchor Legal, PC, providing estate planning services, also dedicating minimal time.

Employment History
Current Registrations
Independent Financial Group, LLC
March 2006 - Present · 20 yrs 7 mos
Independent Financial Group, LLCBroker
March 2006 - Present · 20 yrs 7 mos
Previous Registrations
Ssn Advisory, INC.
December 2004 - April 2006 · 1 yr 4 mos
Securities Service Network, INC.Broker
December 2004 - March 2006 · 1 yr 3 mos
Veritrust Financial, LLC
October 2004 - December 2004 · 2 mos
Veritrust Financial, LLCBroker
August 2002 - December 2004 · 2 yrs 4 mos
Lighthouse Capital CorporationBroker
May 2002 - September 2002 · 4 mos
Washington Square Securities, INC.Broker
January 1996 - December 1998 · 2 yrs 11 mos
Wma Securities, INC.Broker
June 1994 - December 1995 · 1 yr 6 mos
Intersecurities, INC.Broker
March 1992 - June 1994 · 2 yrs 3 mos
Mimlic Sales CorporationBroker
June 1988 - March 1992 · 3 yrs 9 mos
Consolidated Resources, INC.Broker
April 1987 - May 1988 · 1 yr 1 mo
State Registrations13 states
ARAZCACOIDKYMNNMOHSDTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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