Timothy Ryan
Timothy Ryan is a registered investment advisor at UBS Financial Services INC., based in Rocky River, OH, with 39 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
18500 Lake Road, Suite 400, Rocky River, OH, 44116
Get directionsHistory
Regulatory History (5)
Customer Dispute
October 2010Customer Dispute
November 2009Customer Dispute
May 2002Customer Dispute
January 2001Customer Dispute
October 1997Other Business Activities
Timothy is an LLC member of RJS Steamboat LLC since 2003, owning a timeshare for personal use. He dedicates minimal time to this activity.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
First Investors CorporationBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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