MC
MC

Marci Collis

38 Years of Experience
Portland, OR
Broker

Marci Collis is a registered investment advisor at UBS Financial Services INC., based in Portland, OR, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

760 SW 9th Ave, Suite 2450, Portland, OR, 97205

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
UBS Financial Services INC.
September 2010 - Present · 15 yrs 8 mos
UBS Financial Services INC.
November 2008 - Present · 17 yrs 6 mos
UBS Financial Services INC.Broker
November 2008 - Present · 17 yrs 6 mos
Previous Registrations
UBS Financial Services INC.
November 2008 - December 2009 · 1 yr 1 mo
Morgan Stanley & CO. Incorporated
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley
September 2004 - April 2007 · 2 yrs 7 mos
Morgan Stanley Dw INC.Broker
April 2004 - April 2007 · 3 yrs
Viewpoint Securities, LLCBroker
October 2000 - March 2004 · 3 yrs 5 mos
Capstone InvestmentsBroker
May 1999 - June 2000 · 1 yr 1 mo
Am&a Securities, INC.Broker
March 1996 - January 1999 · 2 yrs 10 mos
Marketing One Securities, INC.Broker
June 1993 - February 1996 · 2 yrs 8 mos
Parnassus InvestmentsBroker
June 1991 - July 1993 · 2 yrs 1 mo
Charles Schwab & CO., INC.Broker
January 1989 - September 1990 · 1 yr 8 mos
First Georgetown Securities, INC.Broker
August 1987 - December 1988 · 1 yr 4 mos
Olde Discount CorporationBroker
February 1987 - June 1987 · 4 mos
Discount Investments of America, INC.Broker
April 1985 - June 1986 · 1 yr 2 mos
State Registrations7 states
AKCAMTORTXUTWA
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Marci Collis - Financial Advisor | TrueAdvisor