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Ricki Wilson

Prospera Financial Services, INC.
40 Years of Experience
Cincinnati, OH
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Ricki Wilson is a registered investment advisor at Prospera Financial Services, INC., based in Cincinnati, OH, with 40 years of industry experience. Ricki is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 19,103 clients with $12B in assets under management.

Prospera Financial Services, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
283 advisors
Number of Clients
19,103 clients
Average Client Portfolio
$651K average
Assets Under Management
$12.4B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.15%

Maximum annual fee across investment management programs is 2.15% of assets under management. Fees are negotiable based on account size, complexity, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

250 W Court Street, Suite 125E, Cincinnati, OH, 45202

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2006
Closed-No Action
Customer Dispute
October 2004
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Ricki is a registered representative doing business as Wilson Crone since 1990. This investment-related activity takes up a full-time commitment.

Employment History
Current Registrations
Prospera Financial Services, INC.
March 2021 - Present · 5 yrs 7 mos
Prospera Financial Services, INC.Broker
March 2021 - Present · 5 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
September 2019 - March 2021 · 1 yr 6 mos
Summit Financial Group INC
September 2016 - March 2021 · 4 yrs 6 mos
Summit Brokerage Services, INC.Broker
September 2016 - September 2019 · 3 yrs
Vsr Advisory Services
January 2003 - September 2016 · 13 yrs 8 mos
Vsr Financial Services, INC.Broker
August 1998 - September 2016 · 18 yrs 1 mo
Fahnestock & CO., INC.Broker
March 1990 - September 1998 · 8 yrs 6 mos
B.C. Christopher Securities CO.Broker
December 1989 - March 1990 · 3 mos
Rjo Securities, INC.Broker
October 1988 - December 1989 · 1 yr 2 mos
Rjo Securities, INC.Broker
May 1988 - June 1988 · 1 mo
The Ohio CompanyBroker
March 1986 - January 1988 · 1 yr 10 mos
Anspacher Securities, INC.Broker
March 1985 - March 1986 · 1 yr
State Registrations24 states
AZCOFLGAILINKYMAMDNCNENJNMNYOHORRISCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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