Joseph Lavalle
Joseph Lavalle is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Boulder, CO, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
921 Walnut St, Boulder, CO, 80302
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Regulatory History (1)
Customer Dispute
November 2009Other Business Activities
Joseph owns multiple rental properties, dedicating minimal time to general oversight. He is also involved with multiple homeowner's associations, spending minimal time on these activities as well.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Painewebber IncorporatedBroker
Everen Securities, INC.Broker
Boettcher & Company, INC.Broker
Dean Witter Reynolds INC.Broker
Wall Street West, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.