JT
JT

John Thrower

41 Years of Experience
Austin, TX
3 DisclosuresBroker

John Thrower is a registered investment advisor at Ameriprise Financial Services, LLC, based in Austin, TX, with 41 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

9442 N Capital of Texas Hwy, Ste 800, Austin, TX, 78759

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1999
Settled
Customer Dispute
September 1991
Settled
Customer Dispute
October 1990
Award / Judgment
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Previous Registrations
Ameriprise Advisor Services, INC.
March 2009 - October 2009 · 7 mos
Ameriprise Advisor Services, INC.Broker
March 2009 - October 2009 · 7 mos
Wachovia Securities, LLC
June 1999 - March 2009 · 9 yrs 9 mos
Wachovia Securities, LLCBroker
June 1999 - March 2009 · 9 yrs 9 mos
A. G. Edwards & Sons, INC.Broker
October 1989 - June 1999 · 9 yrs 8 mos
Rauscher Pierce Refsnes, INC.Broker
April 1985 - November 1989 · 4 yrs 7 mos
State Registrations24 states
ALAZCACOCTDCFLGAIDKSKYMNMONCNMNVNYOHORSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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