TrueAdvisor
TrueAdvisor
JN
CFP
JN
CFP

John Naegele

Cambridge Investment Research Advisors, INC.
41 Years of Experience
Great Neck, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

John Naegele is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Great Neck, NY, with 41 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

107 Northern Blvd, Ste. 304, Great Neck, NY, 11021

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is an advisory representative of a RIA, CIRA, and also works in tax preparation as an enrolled agent at Premier Tax Planning, dedicating minimal time to trading. Additionally, he is an independent insurance agent for various independent insurance agencies, spending a few hours per week on this activity, and a board member of Cryder Point Owners Corp.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
March 2021 - Present · 5 yrs 7 mos
Cambridge Investment Research, INC.Broker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
National Asset Management, INC.
May 2014 - January 2021 · 6 yrs 8 mos
National Securities CorporationBroker
November 2013 - January 2021 · 7 yrs 2 mos
Asset & Financial Planning, LTD
July 2010 - May 2014 · 3 yrs 10 mos
Prime Capital Services, INC.Broker
September 1991 - November 2013 · 22 yrs 2 mos
Schneider Securities, INC.Broker
August 1991 - December 1992 · 1 yr 4 mos
Titan/value Equities Group, INC.Broker
May 1990 - September 1991 · 1 yr 4 mos
Jonathan Alan & CO., INC.Broker
June 1985 - May 1990 · 4 yrs 11 mos
First Investors CorporationBroker
April 1985 - June 1985 · 2 mos
State Registrations6 states
AZCTMAMDNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Great Neck, NY →All financial advisors in New York →