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Alex Weissman

Cambridge Investment Research Advisors, INC.
31 Years of Experience
Great Neck, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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Alex Weissman is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Great Neck, NY, with 31 years of industry experience. Alex is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

107 Northern Blvd., Ste. 304, Great Neck, NY, 11021

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Alex is an advisory representative of a registered investment advisor, a tax accountant, and an independent insurance agent. He also works as a tax preparer and investment advisor representative, dedicating nearly full-time hours to Premier Wealth Planning.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2021 - Present · 5 yrs 6 mos
Cambridge Investment Research, INC.Broker
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
National Asset Management, INC.
May 2014 - January 2021 · 6 yrs 8 mos
National Securities CorporationBroker
November 2013 - January 2021 · 7 yrs 2 mos
Prime Capital Services, INC.Broker
March 1999 - November 2013 · 14 yrs 8 mos
Prime Capital Services, INC.Broker
January 1999 - February 1999 · 1 mo
Royal Alliance Associates, INC.Broker
January 1995 - January 1999 · 4 yrs
State Registrations5 states
CTFLNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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