Michael Clark
Michael Clark is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in San Francisco, CA, with 40 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
555 Mission St Fl 16, San Francisco, CA, 94105
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michael produced recordings, including one picked up by Universal Studios, and receives royalties, but expects no further time commitment. Michael may also earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products, and owns investment real estate since 2003.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
Sentra Securities CorporationBroker
Home Life Insurance CompanyBroker
W. S. Griffith & CO., INC.Broker
Financial Network Investment CorporationBroker
State Registrations16 states
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